New Investments Broker-Dealer

We are excited to announce our alliance with LPL Financial as our new Investment Services broker-dealer. LPL Financial is a strong organization that aligns with our service philosophy of providing a broad array of products, independent objective research and advice, state of the art technology and timely communication. This alliance also reflects our strong commitment to you so that we can ensure that our investments area aligns with our guiding principle – your best interest always comes first. Our relationship with LPL Financial will allow us to:

Expand the number of registered advisors to help improve our responsiveness to members.

Transition to a new service structure where the investments staff are employees of UW Credit Union while also registered representatives of LPL Financial. This promotes continuity in staff, consistency in the service experiences of our members and provides the credit union with more direct control in maintaining the alignment of employee compensation and incentives. This is important for improving both investment choices and the delivery of products to our members.

If you currently have Investment Services accounts, you can expect to receive an official notice with detailed information that announces the transfer of your accounts to LPL Financial. Your accounts will continue to be serviced through an experienced Registered Representative at UW Credit Union.